Banking & Financial

SAS 70 Audit Preparation

Softworld’s SAS 70 preparation process is not an audit, but a combination of audit planning and preparation that is designed to measure the readiness of a service provider to undergo a full SAS 70 audit.

Softworld’s full SAS 70 preparation process is performed in several phases so a complete picture can be developed regarding the current state of the processes and services that are in scope with respect to SAS 70 control guidelines. The resulting plan is used to address any gaps in compliance and ensure they are closed prior to a SAS 70 Audit by a CPA Audit provider.

The preparation phases are as follows:
   • SAS 70 audit scope definition
   • SAS 70 control standards definition
   • SAS 70 gap assessment
   • SAS 70 corrective action planning
   • SAS 70 corrective action
   • SAS 70 audit prep review

Softworld’s SAS 70 audit preparation process includes the following deliverables:
   • SAS 70 Audit Scope Definition
   • SAS 70 Audit Controls Definition
   • SAS 70 Preparation Gap Assessment Matrix

Acquisition Conversions

Core Systems Upgrades

Systems Integration

Year End Services

Project Support & Staffing

SAS 70 Audit Preparation

Quality Assurance

Expertise

Banking & Financial Delivery Process




			"I would like to take this time to thank you for the luncheon; it was very thoughtful and considerate. It was a pleasure meeting everyone from Softworld, including my co-workers both here at my assignment and from your neighboring clients. I’d like to say that to work for a firm that invests their time and money to show interest in their consultants is quite refreshing, and greatly appreciated. Thank you again. " June Sr. Business Systems Analyst Insurance Firm